The litigation began in January 2022 when Upsolve filed suit against New York Attorney General Letitia James in the U.S. District Court for the Southern District of New York. Upsolve, along with the Rev. John Udo-Okon, challenged New York's unauthorized practice of law rules, arguing they violated First Amendment rights by limiting their American Justice Movement program. In May 2022, U.S. District Judge Paul Crotty granted a preliminary injunction, finding the rules likely unconstitutional as content-based restrictions on speech, subject to strict scrutiny.
The judge noted the program's safeguards, including training, ethical guidelines and referrals for complex matters, and concluded the rules were overbroad.The state appealed, and in September 2025, the 2nd U.S. Circuit Court of Appeals vacated the injunction. The appeals court ruled the unauthorized practice rules were content-neutral and should be reviewed under intermediate scrutiny, a less stringent standard. The case was sent back to the district court for further review. On March 5, 2026, U.S. District Judge Lewis Kaplan dismissed the complaint, upholding the rules. Kaplan found the restrictions advanced important government interests without unduly burdening speech.
This outcome underscores key public policy reasons for maintaining limits on unauthorized legal practice. New York's rules, enforced through civil, criminal and contempt proceedings, require legal practitioners to meet rigorous standards: a law degree, passage of the bar exam and demonstration of good character. These measures protect consumers from incompetent, inexperienced or unethical advice, particularly in individualized cases like debt disputes, where poor guidance can lead to severe financial harm. The rules also safeguard the integrity of the justice system by ensuring ethical behavior and independence among those providing legal services. Court have long recognized that unregulated advice poses risks, especially in organized programs where non-lawyers might face conflicts or lack accountability.
While programs like Upsolve's aim to improve access to justice, the decision emphasizes that such goals must not compromise public protection.
For those needing legal help, options abound beyond unauthorized sources. Individuals should contact the New York State Bar Association's lawyer referral service, a local indigent legal services provider or a competent local attorney of their own choosing.







